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Working Together for You

The Castle Rock PEP is offered in partnership with Slavic401k. Together, we have created a retirement plan that levels the playing field between enterprise and small business.

Plan Administration

In most retirement plans, the employer typically holds the plan sponsor role, which carries all administrative, fiduciary and investment duties. This can be challenging, as many employers are simply not set up with the infrastructure to handle the responsibility. Often, it is also cost-prohibitive.

The Castle Rock PEP was designed with the small employer in mind. The plan sponsor role is outsourced. This is a huge benefit to employers as our partnership with Slavic401k takes most administrative duties off of your plate. Further, by pooling together with other employers, costs are lowered by negotiating services and fees on the collective behalf. This is a win-win for employers AND employees.

Castle Rock Investment Company Slavic401k Adopting Employer
Select and monitor service providers: PPP, 3(38), trustee, other service providers as designated by the PPP
Select and monitor plan investment options
Select PEP plan provisions applicable to all adopting employers
Select plan provisions applicable to adopting employer
Review and approve plan provisions applicable to adopting employer
Prepare, review and approve plan amendments
Sign plan adoption agreements
Provide complete employee census data
Submit accurate and timely plan contributions
Provide all data to plan administrator in case of ownership change and company restructuing
Monitor participant eligibility, entry dates and vesting
Monitor plan IRS contribution limits
Monitor timely submission of contributions
Prepare and deliver participant regulatory disclosures
Approve and process participant loans and distributions
Prepare, sign and submit IRS/DOL Form 5500
Perform, review and approve plan testing
Make necessary plan corrections to keep plan compliant
Telephone

(800) 356-3009

Hours of Operation

Monday – Friday 8 a.m. - 8 p.m. EST

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©2023 Castle Rock Investment Company® and Slavic401k. All rights reserved.
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Advisory services provided by Slavic Mutual Funds Management Corporation, an SEC-registered investment adviser. Registration does not imply a certain level of skill or training on the part of SMF or its representatives. Administration and record-keeping services are offered through Slavic Integrated Administration. Both entities are collectively referred to as “Slavic401k.”

No content published throughout this site should be considered by the reader to constitute any type of investment advice. It is not the intention of Slavic401k nor should the reader assume that any reference herein to any particular investment, asset mix, security, portfolio of securities, transaction or investment strategy should be construed as investment advice. To the extent any of the content published as part of the Services may be deemed to be investment advice, such information is impersonal and not tailored to the investment needs of any specific person. No chart, graph, or other figure provided should be used to determine which securities to buy or sell. Any specific questions that you might have concerning your individual investment decisions should be addressed to your personal investment advisor or tax consultant.

For more details on Slavic Mutual Funds Management Corporation, see our Form CRS, Form ADV Part 2A, and other disclosures. Past performance does not guarantee future results, and the likelihood of investment outcomes are hypothetical in nature. Neither diversification nor asset allocation ensure a profit or guarantee against a loss.

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